Passionately developing careers since 1958.
Meirc LMS
Back
Governance of Regulators

Governance of Regulators

Why Attend

Governance is a critical topic that has been attracting serious attention for two decades in business schools and among legislatures, with this trend only increasing. While there are different types of regulators, they all aim to govern and deal with stakeholders. This course covers regulators' independence, decision-making, accountability, inspection and audit, and monitoring and enforcing regulations. It also explains the different types of regulators and different regulators' structures and authorities. Other topics discussed are the role of regulators and the required transparency.

Associations
Associations
Quick Enquiry Call Me Back
Quick Enquiry Call Me Back
Overview
Course Methodology

The course is built on presentations by the instructor and the participants and includes exercises and case studies to be discussed during the course.

Course Objectives

By the end of the course, participants will be able to:

  • Explain the different types of regulators and the regulators’ principles
  • Examine the independence of different regulators
  • Appraise decision-making and accountability practices by regulators
  • Evaluate transparency and efficiency of regulators
  • Support monitoring and enforcement of regulations
Target Audience

Board members, chief financial officers, senior management, directors, finance managers, financial controllers, accounting and finance personnel, legal counsel, corporate legal advisors, corporate secretaries, lawyers, external and internal auditors, HR managers, and department heads.  All employees and managers of regulators like capital market authorities, central banks and other governmental and non-governmental authorities and agencies.

Target Competencies
  • Structuring of regulators
  • Analyzing regulator efficiency
  • Assessing decision-making
  • Defending the regulator's point of view
  • Explaining the role of regulator
  • Evaluating regulator independence
  • Identifying stakeholders' rights
Course Outline
  • Regulators’ Types and Principles
    • Regulators’ types
      • International bodies
      • Ministries
      • Authorities and agencies
      • Self-regulatory organizations
    • Regulators’ principles
      • Independence
      • Accountability
      • Transparency
  • Regulators’ Independence
    • Regulators’ funding
    • Regulators’ independence
      • Special interest groups
      • Semi-governmental regulator
      • Self-regulatory organizations
    • Decreasing the influence of special interest groups
    • Maintaining trust with stakeholders
  • Decision-Making and Accountability
    • Decision-making
      • Regulator structure
      • Authority and decisions
    • Accountability
    • Engaging stakeholders in decisions
      • Engaging related authorities
      • Engaging stakeholders
  • Transparency and Evaluation
    • Transparency required
      • Governmental or semi-governmental regulators
      • Nongovernmental regulators 
    • Evaluation of efficiency
      • Financial performance
      • Nonfinancial performance
  • Monitoring and Enforcement of Regulations
    • Monitoring regulated entities
      • Monitoring implementation of requirements
      • Monitoring operational and financial results
      • Monitoring whistle-blowing and complaints
    • Auditing and inspecting
      • Deviations
      • Whistleblower information
    • Enforcement of regulations
Schedule & Fees

2024 Schedule & Fees

Location & Date
18 - 23 Aug, 2024
Dubai
English
Venue to be assigned
17 - 21 Nov, 2024
Dubai
English
Venue to be assigned
Fees
Per participant

USD 5450

Fees + VAT as applicable

(including coffee breaks and a buffet lunch daily)

Discount Plans & Cancellations Policy

Meirc reserves the right to alter dates, content, venue, trainer, and to offer courses in an integrated virtual learning (IVL) format whereby face to face classroom participants and virtual learners participate simultaneously in the same course in an interactive learning experience.

Tax Registration Number: 100239834300003

HAVE A QUESTION?
+971 4 556 7211
+971 56 177 0877
+966 56 918 5532
[email protected]
Rim will help you find what you are looking for.